Siebert Williams Shank

Siebert Williams Shank

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Investment Firm

Overview

Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, advisory, and asset management services. We provide customized, best-in-class solutions incorporating comprehensive financial advisory, capital raising and risk management guidance with the mission to afford the highest level of value-added services to our clients. Dually headquartered in New York and Oakland, our firm is comprised of approximately 130 diverse professionals spanning over 20 offices across the United States.

Highlights

Founded

1996

Industry

Financial Services

Employees

101-250

Investment

1

Lead Investment

0

Exits

1

Stages

N/A

Investor Type

Investment Bank

Location

New York, New York, United States, North America

Contact Information

Social

Profile Resume

Siebert Williams Shank, established in 1996 and headquartered in New York, New York, United States, North America., specializes in investments across Financial Services, Finance, Banking, Advice, Asset Management. The organization boasts a portfolio of 1 investments, with an average round size of $2.0B and 1 successful exits. Their recent investments include State Street Corporation, Independence Point Advisors, CAVU Securities. The highest investment round they participated in was $72.0B. Among their most notable exits are State Street Corporation and Independence Point Advisors. Explore their portfolio in detail, see who is connected to them, and find their contact information on our platform.

Employees

N/A

Investment portfolio

Siebert Williams Shank has made 1 investments. Their most recent investment was on May 18, 2023, when State Street Corporation raised $2000.0M.

investments

1

Diversity investments

0

Lead investments

0

Number of exits

1

Investments

1

Annouced DateOrganization NameIndustryMoney Raised
May 18, 2023
State Street Corporation State Street Corporation
Financial Services2000.0M

Exits

1

Funding Timeline

Funding rounds

1

Investors

1

Funds

1

Funding Rounds

1

Siebert Williams Shank has raised 1 rounds. Their latest funding was raised on May 18, 2023 from a Post-IPO Debt - State Street Corporation round.

Annouced DateTransaction NameNumber of InvestorsMoney RaisedLead Investor
May 18, 2023
Post-IPO Debt - State Street Corporation Post-IPO Debt - State Street Corporation
-2000.0M-

Investors

1

Siebert Williams Shank is funded by 1 investor(s). Apollo Kantor is the most recent investors.

Investor NameLead InvestorFunding RoundMoney Raised
Apollo Apollo
Yes
Private Equity Round - Siebert Williams Shank
0

Fund raised

2

Susa Ventures has raised a total of $590M across 6 funds, their latest being Susa Ventures Opportunities II. This fund was announced on Aug 30, 2021 and raised a total of $250M.

Annouced DateFund NameMoney Raised
May 10, 2013
fund image OTPPLESS
1.0M
May 11, 2013
fund image OTPPLESS
1.0M

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